Ocado Group PLC Holding(s) in Company (7109H)
August 19 2016 - 10:19AM
UK Regulatory
TIDMOCDO
RNS Number : 7109H
Ocado Group PLC
19 August 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 17.08.2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 19.08.2016
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are 7%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ------------- ----------------- --------------------------- ----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ----------- ----------------- ------------ ------------- --------- -----------
GB00B3MBS747 1,861,347 1,861,347 2,523,354 2,523,354 0.40%
---------------- ------------- ----------------- ------------ ------------- --------- -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that rights
instrument Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------------------- ----------------- ------------------ ---------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 18,846,292 2.999%
--------------- --------------------------- ----------------- ------------------ ---------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- ------------- --------------- ------------------ -----------------------------------
Nominal Delta
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 01.11.2016 N/A 432,274 N/A 0.07%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 15.12.2016 N/A 3,553,922 N/A 0.57%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 06.02.2017 N/A 283,718 N/A 0.05%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 17.03.2017 N/A 3,136,234 N/A 0.50%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 11.09.2017 N/A 6,730,000 N/A 1.07%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 04.01.2018 N/A 1,011,831 N/A 0.16%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 08.01.2018 N/A 1,289,901 N/A 0.21%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 22.01.2018 N/A 5,206,651 N/A 0.83%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 12.02.2018 N/A 4,240,722 N/A 0.67%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 29.06.2018 N/A 402,500 N/A 0.06%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 19.07.2018 N/A 24,420 N/A 0.00%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
48,281,819 7.68%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------
Morgan Stanley & Co. LLC, c/o The Corporation Trust
Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is a direct
holder of 21,361,475 voting rights (3.40%) and is a
subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Capital Services LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is a direct
holder of 26,912,173 voting rights (4.28%) and is a
subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc., c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 48,281,819 voting rights (7.68%) and is a
subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 48,281,819 voting rights (7.68%) and is a
subsidiary of Morgan Stanley
Proxy Voting:
------------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
-------------------------------------------------------- --------------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------------------------------------------- --------------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
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Of the total voting rights
13. Additional information: attached to shares in Section
8A, 2,515,183 (0.40%) of
these are the result of a
stock borrowing agreement
Morgan Stanley's total holding
in OCADO Group PLC remains
above the 7% threshold previously
disclosed however, this notification
is being made on the basis
that Morgan Stanley & Co.
LLC, a wholly owned subsidiary
of Morgan Stanley, has crossed
a relevant component level
threshold in its own right.
-------------------------------------------------------- --------------------------------------
14. Contact name: Wilma Fairholm
-------------------------------------------------------- --------------------------------------
15. Contact telephone number: +44 141 245-7218
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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