Ocado Group PLC Holding(s) in Company (9388H)
August 23 2016 - 10:31AM
UK Regulatory
TIDMOCDO
RNS Number : 9388H
Ocado Group PLC
23 August 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 19.08.2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 23.08.2016
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are 7%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ------------- ----------------- --------------------------- ----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ----------- ----------------- ------------ ------------- --------- -----------
GB00B3MBS747 150,787 150,787 150,787 150,787 0.02%
---------------- ------------- ----------------- ------------ ------------- --------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that rights
instrument Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------------------- ----------------- ------------------ ---------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 18,736,918 2.98%
--------------- --------------------------- ----------------- ------------------ ---------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- ------------- --------------- ------------------ -----------------------------------
Nominal Delta
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 01.11.2016 N/A 432,274 N/A 0.07%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 15.12.2016 N/A 3,553,922 N/A 0.57%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 06.02.2017 N/A 283,718 N/A 0.05%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 17.03.2017 N/A 3,136,234 N/A 0.50%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 11.09.2017 N/A 6,730,000 N/A 1.07%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 04.01.2018 N/A 1,011,831 N/A 0.16%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 08.01.2018 N/A 1,289,901 N/A 0.21%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 22.01.2018 N/A 5,206,651 N/A 0.83%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 12.02.2018 N/A 4,240,722 N/A 0.67%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 29.06.2018 N/A 402,500 N/A 0.06%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 19.07.2018 N/A 34,205 N/A 0.01%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
45,809,663 7.29%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------------
Morgan Stanley & Co. LLC, c/o The Corporation Trust
Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is a direct
holder of 18,879,534 voting rights (3.00%) and is a
subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Capital Services LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is a direct
holder of 26,921,958 voting rights (4.28%) and is a
subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc., c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 45,809,663 voting rights (7.29%) and is a
subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 45,809,663 voting rights (7.29%) and is a
subsidiary of Morgan Stanley.
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
-------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
-------------------------------------------------------- ---------------------------------
Of the total voting rights
13. Additional information: attached to shares in Section
8A, 142,616 of these are
the result of a stock borrowing
agreement
Morgan Stanley's total holding
in OCADO Group PLC remains
above the 7.00% threshold
previously disclosed however,
this notification is being
made on the basis that Morgan
Stanley & Co. LLC, a wholly
owned subsidiary of Morgan
Stanley, has crossed a relevant
threshold in its own right.
-------------------------------------------------------- ---------------------------------
14. Contact name: Craig Horsley
-------------------------------------------------------- ---------------------------------
15. Contact telephone number: +44 141 245-7736
-------------------------------------------------------- ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLBSGDIRDDBGLX
(END) Dow Jones Newswires
August 23, 2016 10:31 ET (14:31 GMT)
Ocado (LSE:OCDO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Ocado (LSE:OCDO)
Historical Stock Chart
From Apr 2023 to Apr 2024